-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PLQhKA8HsGSsAp3pfu+4jTcBHStadQwZmjpTXvUC04W4xhpUDNtBEkb3aCSXp8um osNNsuDnT/Zf8cA97an07Q== 0001047469-98-006319.txt : 19980218 0001047469-98-006319.hdr.sgml : 19980218 ACCESSION NUMBER: 0001047469-98-006319 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PDS FINANCIAL CORP CENTRAL INDEX KEY: 0000921438 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 411605970 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45255 FILM NUMBER: 98540702 BUSINESS ADDRESS: STREET 1: 6442 CITY W PKWY STREET 2: STE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55347 BUSINESS PHONE: 6129419500 MAIL ADDRESS: STREET 1: 6442 CITY WEST PARKWAY STREET 2: STE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55347 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINLEY LONA M B CENTRAL INDEX KEY: 0000946083 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6442 CITY WEST PARKWAY STREET 2: SUITE 300 CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 MAIL ADDRESS: STREET 1: 6442 CITY W PKWY STREET 2: STE 300 CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 SC 13G/A 1 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* PDS FINANCIAL CORPORATION ---------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ---------------------------------- (Title of Class of Securities) 69329T 10 5 ---------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) CUSIP No. 69329T 10 5 13G Page 2 of 5 Pages ----------- (1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Lona M.B. Finley ###-##-#### (2) CHECK THE APPROPRIATE BOX IF A MEMBER (a) / / OF A GROUP* (b) / / Not applicable (3) SEC USE ONLY (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States citizen NUMBER OF SHARES (5) 366,377 SOLE VOTING POWER BENEFICIALLY (Includes 5,000 shares held as Custodian for minor child. Excludes 11,200 shares held as co-trustee of a trust for minor child) OWNED BY EACH REPORTING (6) 377,577 SHARED VOTING POWER PERSON WITH (Includes 11,200 Shares held as co-trustee of a trust for minor child) (7) 366,377 SOLE DISPOSITIVE POWER (8) 377,577 SHARED DISPOSITIVE POWER (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 377,577* (Includes 11,200 shares held as co-trustee of a trust for a minor child, also claimed by husband as co-trustee and 5,000 shares held as custodian for minor child. (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /x/ *Excludes 1,075,286 shares held by spouse with sole voting power for which beneficial interest is disclaimed. (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.4% (12) TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 5 Pages ITEM 1(a). NAME OF ISSUER - -------------------------- PDS Financial Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES - ----------------------------------------------------------- 6442 City West Parkway, Suite 300 Eden Prairie, MN 55344 ITEM 2(a). NAME OF PERSON(S) FILING - ------------------------------------ Lona M.B. Finley ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE - ----------------------------------------------------------------------- 6442 City West Parkway, Suite 300 Eden Prairie, MN 55344 ITEM 2(c). CITIZENSHIP - ----------------------- United States of America (Nevada) ITEM 2(d). TITLE OF CLASS OF SECURITIES - ---------------------------------------- Common Stock, $.01 par value per share ITEM 2(e). CUSIP NUMBER - ------------------------ 69329T 10 5 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), - ---------------------------------------------------------------------------- CHECK WHETHER THE PERSON FILING IS A - ------------------------------------ (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) / / Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (g) / / Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (h) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) Page 4 of 5 Pages ITEM 4. OWNERSHIP - ------------------ (a) Amount Beneficially Owned: 377,577 shares. (Excludes 1,075,286 held by spouse for which beneficial interest is disclaimed) (b) Percent of Class: 10.4% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 366,377 (ii) shared power to vote or to direct the vote 377,577 (iii) sole power to dispose or to direct the disposition of 366,377 (iv) shared power to dispose or to direct the disposition of 377,577 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS - ----------------------------------------------------- Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON - ------------------------------------------------------------------------ Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED - --------------------------------------------------------------------------- THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY - ------------------------------------------------------------ Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP - ------------------------------------------------------------------ Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP - --------------------------------------- Not applicable Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of his knowledge and belief, the undersigned certificates that the information set forth in this statement is true, complete and correct. Date: February 13, 1998 /s/ Lona M.B. Finley ---------------------------------------- Lona M.B. Finley -----END PRIVACY-ENHANCED MESSAGE-----